Do I have to sue my broker, or can I sue just the firm?

No, in many cases, you do not have to sue your broker and you can simply sue the firm the broker works for. As long as the broker was acting within the scope of employment (like recommending stocks for you to buy), the firm will be liable for the acts of its brokers. Many times, investors would prefer not to sue their broker, for personal or other reasons. Additionally, it is often strategically preferable not to include the broker in the arbitration. We explore all of these strategic decisions with each client prior to initiating our complaint or lawsuit.

Client Reviews

I can’t thank Bryan enough for his incredible work! He helped us recover our money from an investment fraud case within just one month. Bryan did an excellent job drafting a compelling demand letter and skillfully negotiating with the other party. He is highly professional, knowledgeable, and a true...

A. Bhurgri

I highly recommend Bryan Forman. He helped me navigate a set of circumstances that was unique, complex and emotional-one that many in his field could have easily declined to assist. Instead, he brought his full effort, intelligence and diligence; guided the rest of my legal team assisting me; and...

Tonia Z.

Got all of my money back, quickly (4-6 weeks) and without arbitration or court involvement! The honest truth is that Bryan was quite knowledgeable in Texas Securities law, has appropriate experience in dealing with securities law and was very firm in his approach with the fraudsters. As my attorney...

A.Khalid

We were very fortunate to find Bryan Forman’s law firm through a reference from another lawyer. From our very first conversation with Bryan and Howard, we were put at ease and trusted them unconditionally. They educated us on the process of going through a lawsuit and were very thorough on setting...

Nancy L.

If there as an option for 50 star rating i would happily place Mr. Forman that high without any hesitation. I personally would not want to find myself on the opposite side of Mr. Forman’s client ever. Bryan resolved my case very efficiently and successfully before we even had to file a lawsuit...

Orhan S.

I hired Bryan to help me with an issue with a financial institution. Bryan and his assistant Melody Bounds were professional and personal while resolving my situation. Bryan's experience and expertise were crucial in the positive outcome. Both he and Melody spent long hours researching and preparing...

John

Mr. Forman and his staff were always available, professional and answered any questions and concerns we had through every phase of the process. I would highly recommend him.

Anonymous

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